Compliance Officer

<p style="min-height:1.5em"></p><p style="min-height:1.5em"><strong>Our mission is to enable everyone to build wealth</strong></p><p style="min-height:1.5em">We reinvent how trading and investing work by creating exceptional products people love.</p><p style="min-height:1.5em">Fostering a culture of excellence and high velocity is the key to our success.</p><p style="min-height:1.5em">Over the past few years, our client base has grown to over 5 million, and client assets have grown to over €30 billion.</p><p style="min-height:1.5em">We're now expanding into <strong>Germany</strong> and strengthening our Compliance Team to uphold the company's commitment to integrity and regulatory adherence.</p><p style="min-height:1.5em"></p><h2><strong>What you'll do</strong></h2><ul style="min-height:1.5em"><li><p style="min-height:1.5em">Own day-to-day compliance activities aligned with BaFin regulatory requirements.</p></li><li><p style="min-height:1.5em">Oversee monitoring of investment products and processes.</p></li><li><p style="min-height:1.5em">Develop the Compliance Monitoring Program (CMP) by conducting reports, collecting data, and following up on findings.</p></li><li><p style="min-height:1.5em">Provide compliance input on current and upcoming products and services across the business.</p></li><li><p style="min-height:1.5em">Provide compliance guidance on current and upcoming products and services, partnering with senior stakeholders across the business.</p></li><li><p style="min-height:1.5em">Review and approve financial promotions, ensuring full regulatory compliance.</p></li><li><p style="min-height:1.5em">Own and maintain compliance policies and procedures, proactively identifying gaps and driving improvements.</p><p style="min-height:1.5em"></p></li></ul><h2><strong>What you need to have:</strong></h2><ul style="min-height:1.5em"><li><p style="min-height:1.5em">Experience in compliance, preferably within the financial services or investment sector.</p></li><li><p style="min-height:1.5em">A degree in Law, Finance, or a related discipline, or an equivalent qualification.</p></li><li><p style="min-height:1.5em">A strong interest in regulatory compliance and the financial services industry.</p></li><li><p style="min-height:1.5em">Excellent communication and interpersonal skills.</p></li><li><p style="min-height:1.5em">Ability to work well under pressure, adapt quickly, and learn on the job.</p></li><li><p style="min-height:1.5em">Strong analytical and problem-solving skills, with the ability to manage multiple priorities in a fast-paced environment.</p></li><li><p style="min-height:1.5em">Professional proficiency in English, with German language skills considered a strong advantage.</p><p style="min-height:1.5em"></p></li></ul><h2><strong>What we offer:</strong></h2><ul style="min-height:1.5em"><li><p style="min-height:1.5em">High-impact ownership in a fast-scaling fintech used by millions of investors across Europe.</p></li><li><p style="min-height:1.5em">The opportunity to shape and build the compliance function for a major market.</p></li><li><p style="min-height:1.5em">Challenges that will help you grow and realize your potential fast.</p></li><li><p style="min-height:1.5em">Opportunity to make a significant impact - you will build innovative services used by millions of investors to build wealth.</p></li><li><p style="min-height:1.5em">Work with smart, spirited, helpful, high-performing colleagues with a common goal.</p></li><li><p style="min-height:1.5em">An environment where nothing is set in stone.</p></li><li><p style="min-height:1.5em">Appreciation for your talent and ideas.</p></li><li><p style="min-height:1.5em">Generous remuneration package</p></li></ul><p style="min-height:1.5em"></p><p style="min-height:1.5em">Are you ready to accelerate your career with us? We'd love to hear from you!</p><p style="min-height:1.5em"></p><p style="min-height:1.5em">We process applicant data confidentially and in accordance with applicable data protection laws. We may use AI-powered tools to help review applications, but all hiring decisions are made by our human recruitment team. Where required by law, we rely on your consent to use these tools. <br />You may withdraw this consent or exercise your data protection rights at any time by contacting us.</p><p>Find <a href="https://www.arbeitnow.com">Jobs in Germany</a> on Arbeitnow</a>