Senior Compliance Officer

<p style="min-height:1.5em"></p><h2><strong>Our mission is to enable everyone to build wealth</strong></h2><p style="min-height:1.5em">We reinvent how trading and investing work by creating exceptional products people love.</p><p style="min-height:1.5em">Fostering a culture of excellence and high velocity is the key to our success.</p><p style="min-height:1.5em">Over the past few years, our client base has grown to over 5 million, and client assets have grown to over €30 billion.</p><p style="min-height:1.5em">We're now expanding into <strong>Germany</strong> and strengthening our Compliance Team to uphold the company's commitment to integrity and regulatory adherence.</p><p style="min-height:1.5em"></p><h2><strong>What you'll do</strong></h2><ul style="min-height:1.5em"><li><p style="min-height:1.5em">Ensure operational excellence in all relevant compliance areas while aligning with BaFin’s regulatory guidelines.</p></li><li><p style="min-height:1.5em">Provide expert compliance advice on current and future products, services, and overarching compliance topics such as product governance, vulnerable customers, conflict of interest, outsourcing, and conduct risk.</p></li><li><p style="min-height:1.5em">Support and drive compliance projects, collaborating with cross-functional teams to deliver results within agreed timelines.</p></li><li><p style="min-height:1.5em">Oversee the financial promotions review process, ensuring all materials meet regulatory standards.</p></li><li><p style="min-height:1.5em">Maintain and update compliance policies and procedures, ensuring effective implementation across the organization.</p></li><li><p style="min-height:1.5em">Build and manage relationships with internal stakeholders, offering tailored compliance guidance to support business objectives.</p></li><li><p style="min-height:1.5em">Collaborate with the Legal team to manage regulatory interactions, including the relationship with BaFin.</p></li></ul><p style="min-height:1.5em"></p><h2><strong>What you need to have</strong></h2><ul style="min-height:1.5em"><li><p style="min-height:1.5em">Proven experience in compliance, with a track record of driving operational excellence within a MiFID-regulated firm.</p></li><li><p style="min-height:1.5em">Educated to degree level in Law, Finance, Business, or a related field.</p></li><li><p style="min-height:1.5em">Professional proficiency in English, with German language skills considered a strong advantage.</p></li><li><p style="min-height:1.5em">At least five years of experience in a compliance-focused role, with exposure to senior responsibilities.</p></li><li><p style="min-height:1.5em">Strong understanding of regulatory compliance frameworks and guidelines, particularly those relevant to BaFin.</p></li><li><p style="min-height:1.5em">Exceptional organizational skills, with the ability to take ownership and deliver under pressure.</p></li><li><p style="min-height:1.5em">Experience working in international environments, coordinating across different time zones using digital tools.</p></li></ul><p style="min-height:1.5em"></p><h2><strong>What we offer</strong></h2><ul style="min-height:1.5em"><li><p style="min-height:1.5em">Challenges that will help you grow and realise your potential really fast</p></li><li><p style="min-height:1.5em">Opportunity to make a big impact - you will build innovative services used by millions of investors to build wealth</p></li><li><p style="min-height:1.5em">Work with smart, spirited, helpful, high-performing colleagues with a common goal</p></li><li><p style="min-height:1.5em">An environment where nothing is set in stone</p></li><li><p style="min-height:1.5em">Appreciation for your talent and ideas</p></li><li><p style="min-height:1.5em">Generous remuneration package</p></li></ul><p style="min-height:1.5em"></p><p style="min-height:1.5em">Are you ready to accelerate your career with us? We'd love to hear from you!</p><p style="min-height:1.5em"></p><p style="min-height:1.5em">We process applicant data confidentially and in accordance with applicable data protection laws. We may use AI-powered tools to help review applications, but all hiring decisions are made by our human recruitment team. Where required by law, we rely on your consent to use these tools. <br />You may withdraw this consent or exercise your data protection rights at any time by contacting us.</p><p>Find <a href="https://www.arbeitnow.com">Jobs in Germany</a> on Arbeitnow</a>